Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, CHING HIM ARTHUR
Chinese Name of Relevant Individual
梁正謙
HKMA Registration Number
AG4206
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2020 - 19 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2020 - 19 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2016 - 17 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2016 - 17 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2014 - 26 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2014 - 26 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, CHING HIM ARTHUR
:
Chinese Name of Relevant Individual
梁正謙
:
HKMA Registration Number
AG4206
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4206
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
16 Sep 2020 - 19 Feb 2023
No
AG4206
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
16 Sep 2020 - 19 Feb 2023
No
AG4206
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
26 Jul 2016 - 17 Feb 2019
No
AG4206
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
26 Jul 2016 - 17 Feb 2019
No
AG4206
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 Jul 2014 - 26 Jun 2016
No
AG4206
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 Jul 2014 - 26 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.