Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KU, HO
Chinese Name of Relevant Individual
顧浩
HKMA Registration Number
AG4211
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2016 - 03 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jul 2016 - 03 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2014 - 22 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2014 - 22 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KU, HO
:
Chinese Name of Relevant Individual
顧浩
:
HKMA Registration Number
AG4211
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4211
DAH SING BANK, LIMITED
Type 1: dealing in securities
13 Jul 2016 - 03 Aug 2017
No
AG4211
DAH SING BANK, LIMITED
Type 4: advising on securities
13 Jul 2016 - 03 Aug 2017
No
AG4211
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jul 2014 - 22 May 2016
No
AG4211
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Jul 2014 - 22 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.