Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, PO YUEN
Chinese Name of Relevant Individual
朱譜元
HKMA Registration Number
AG4212
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2018 - 22 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2018 - 22 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2014 - 14 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2014 - 14 Jan 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, PO YUEN
:
Chinese Name of Relevant Individual
朱譜元
:
HKMA Registration Number
AG4212
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4212
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jul 2018 - 22 Feb 2019
No
AG4212
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jul 2018 - 22 Feb 2019
No
AG4212
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jul 2014 - 14 Jan 2018
No
AG4212
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Jul 2014 - 14 Jan 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.