Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHING YIN
Chinese Name of Relevant Individual
汪正言
HKMA Registration Number
AG4215
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT SPECIALIST
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
FUBON BANK (HONG KONG) LIMITED
SFC CE number
AAA582
Business Address
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 27 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2017 - 03 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2017 - 13 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2017 - 13 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2014 - 04 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2014 - 04 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHING YIN
:
Chinese Name of Relevant Individual
汪正言
:
HKMA Registration Number
AG4215
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jan 2021
No
WEALTH MANAGEMENT SPECIALIST
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jan 2021
No
WEALTH MANAGEMENT SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
FUBON BANK (HONG KONG) LIMITED
AAA582
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4215
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 27 Jan 2021
No
AG4215
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 27 Jan 2021
No
AG4215
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
12 Sep 2017 - 03 Jan 2021
No
AG4215
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jun 2017 - 13 Aug 2017
No
AG4215
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jun 2017 - 13 Aug 2017
No
AG4215
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
26 Jul 2014 - 04 May 2017
No
AG4215
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
26 Jul 2014 - 04 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.