Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, PAK HEI
Chinese Name of Relevant Individual
劉栢禧
HKMA Registration Number
AG4228
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2018 - 21 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Mar 2018 - 21 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2018 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2016 - 27 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2016 - 27 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2014 - 26 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2014 - 26 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2014 - 25 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2014 - 25 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Jul 2014 - 25 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, PAK HEI
:
Chinese Name of Relevant Individual
劉栢禧
:
HKMA Registration Number
AG4228
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4228
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Mar 2018 - 21 Jul 2021
No
AG4228
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Mar 2018 - 21 Jul 2021
No
AG4228
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Mar 2018 - 27 Mar 2018
No
AG4228
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
11 Aug 2016 - 27 Nov 2017
No
AG4228
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
11 Aug 2016 - 27 Nov 2017
No
AG4228
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Nov 2014 - 26 Jun 2016
No
AG4228
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Nov 2014 - 26 Jun 2016
No
AG4228
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Jul 2014 - 25 Oct 2014
No
AG4228
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 Jul 2014 - 25 Oct 2014
No
AG4228
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Jul 2014 - 25 Oct 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.