Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KO, SHUN NGAI JEFFREY
Chinese Name of Relevant Individual
高汛毅
HKMA Registration Number
AG4230
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2016 - 07 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2015 - 18 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2015 - 18 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2014 - 25 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Jul 2014 - 25 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KO, SHUN NGAI JEFFREY
:
Chinese Name of Relevant Individual
高汛毅
:
HKMA Registration Number
AG4230
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4230
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
18 Oct 2016 - 07 Apr 2017
No
AG4230
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Sep 2015 - 18 Aug 2016
No
AG4230
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Sep 2015 - 18 Aug 2016
No
AG4230
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Jul 2014 - 25 May 2015
No
AG4230
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Jul 2014 - 25 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.