Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, CHI KWAN
Chinese Name of Relevant Individual
鄧智君
HKMA Registration Number
AG4260
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2021 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2019 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2018 - 15 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2018 - 15 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2014 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2014 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, CHI KWAN
:
Chinese Name of Relevant Individual
鄧智君
:
HKMA Registration Number
AG4260
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4260
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
01 Apr 2021 - 31 Aug 2021
No
AG4260
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
21 Sep 2019 - 31 Aug 2021
No
AG4260
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
10 Jul 2018 - 15 Sep 2019
No
AG4260
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
10 Jul 2018 - 15 Sep 2019
No
AG4260
WING LUNG BANK LIMITED
Type 1: dealing in securities
31 Jul 2014 - 15 Jun 2018
No
AG4260
WING LUNG BANK LIMITED
Type 4: advising on securities
31 Jul 2014 - 15 Jun 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.