Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GOH, KAH PENG
Chinese Name of Relevant Individual
吳家鵬
HKMA Registration Number
AG4275
Other HKMA Registration Number(s)
AG3964
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2017 - 01 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
04 Mar 2017 - 01 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2017 - 01 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
04 Mar 2017 - 01 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
Effective Period
04 Mar 2017 - 31 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
15 Aug 2014 - 26 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2014 - 26 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2014 - 26 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2014 - 30 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2014 - 30 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
04 Jul 2014 - 30 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GOH, KAH PENG
:
Chinese Name of Relevant Individual
吳家鵬
:
HKMA Registration Number
AG4275
:
Other HKMA Registration Number(s)
AG3964
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4275
LGT BANK AG
Type 1: dealing in securities
04 Mar 2017 - 01 Mar 2024
No
AG4275
LGT BANK AG
Type 2: dealing in futures contracts
04 Mar 2017 - 01 Mar 2024
No
AG4275
LGT BANK AG
Type 4: advising on securities
04 Mar 2017 - 01 Mar 2024
No
AG4275
LGT BANK AG
Type 5: advising on futures contracts
04 Mar 2017 - 01 Mar 2024
No
AG4275
LGT BANK AG
Type 9: asset management
04 Mar 2017 - 31 Jul 2022
No
AG4275
CREDIT SUISSE AG
Type 9: asset management
15 Aug 2014 - 26 Jan 2017
No
AG4275
CREDIT SUISSE AG
Type 1: dealing in securities
31 Jul 2014 - 26 Jan 2017
No
AG4275
CREDIT SUISSE AG
Type 4: advising on securities
31 Jul 2014 - 26 Jan 2017
No
AG3964
CREDIT SUISSE AG
Type 1: dealing in securities
04 Jul 2014 - 30 Jul 2014
No
AG3964
CREDIT SUISSE AG
Type 4: advising on securities
04 Jul 2014 - 30 Jul 2014
No
AG3964
CREDIT SUISSE AG
Type 9: asset management
04 Jul 2014 - 30 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.