Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
VERMA, DIWAKAR
Chinese Name of Relevant Individual
HKMA Registration Number
AG4277
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2021 - 29 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2017 - 29 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2016 - 26 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2016 - 26 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2014 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2014 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
VERMA, DIWAKAR
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4277
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4277
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
01 Jan 2021 - 29 Jul 2022
No
AG4277
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
11 Jul 2017 - 29 Jul 2022
No
AG4277
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
13 Apr 2016 - 26 Aug 2016
No
AG4277
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
13 Apr 2016 - 26 Aug 2016
No
AG4277
COUTTS & CO AG
Type 1: dealing in securities
31 Jul 2014 - 08 Apr 2016
No
AG4277
COUTTS & CO AG
Type 4: advising on securities
31 Jul 2014 - 08 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.