Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIU, KIN WAI LAWRENCE
Chinese Name of Relevant Individual
蕭健威
HKMA Registration Number
AG4280
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2015 - 27 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2015 - 27 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2014 - 01 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIU, KIN WAI LAWRENCE
:
Chinese Name of Relevant Individual
蕭健威
:
HKMA Registration Number
AG4280
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4280
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
13 May 2015 - 27 Sep 2018
No
AG4280
WESTPAC BANKING CORPORATION
Type 4: advising on securities
13 May 2015 - 27 Sep 2018
No
AG4280
NATIONAL AUSTRALIA BANK, LIMITED
Type 1: dealing in securities
01 Aug 2014 - 01 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.