Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DONOVAN, PATRICK THOMAS JOSEPH
Chinese Name of Relevant Individual
HKMA Registration Number
AG4305
Other HKMA Registration Number(s)
AF0022
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL FINANCING AND CREDIT TRADING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
SFC CE number
AAK077
Business Address
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2022 - 26 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2014 - 27 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2014 - 27 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Aug 2014 - 27 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2011 - 03 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DONOVAN, PATRICK THOMAS JOSEPH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4305
:
Other HKMA Registration Number(s)
AF0022
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Oct 2024
No
GLOBAL FINANCING AND CREDIT TRADING
Name of Registered Institution
SFC CE number
Business Address
DEUTSCHE BANK AKTIENGESELLSCHAFT
AAK077
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4305
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 28 Oct 2024
No
AG4305
BARCLAYS BANK PLC
Type 1: dealing in securities
27 Oct 2022 - 26 Jul 2024
No
AG4305
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
02 Aug 2014 - 27 Jul 2022
No
AG4305
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
02 Aug 2014 - 27 Jul 2022
No
AG4305
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
02 Aug 2014 - 27 Jul 2022
No
AF0022
UBS AG
Type 1: dealing in securities
16 Feb 2011 - 03 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.