Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, WING TUNG FIONA
Chinese Name of Relevant Individual
蘇詠童
HKMA Registration Number
AG4308
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2016 - 25 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2016 - 25 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2015 - 17 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2014 - 17 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Aug 2014 - 17 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, WING TUNG FIONA
:
Chinese Name of Relevant Individual
蘇詠童
:
HKMA Registration Number
AG4308
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4308
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Apr 2016 - 25 Oct 2016
No
AG4308
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Apr 2016 - 25 Oct 2016
No
AG4308
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Nov 2015 - 17 Apr 2016
No
AG4308
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Aug 2014 - 17 Apr 2016
No
AG4308
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Aug 2014 - 17 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.