Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
THAKUR, AVINASH
Chinese Name of Relevant Individual
HKMA Registration Number
AG4323
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Aug 2014
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR (BANKING)
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
05 Aug 2014
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR (BANKING)
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BARCLAYS BANK PLC
SFC CE number
AAJ160
Business Address
41/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BARCLAYS BANK PLC
Effective Date
31 Mar 2017
Description
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
2
Registered Institution
BARCLAYS BANK PLC
Effective Date
31 Mar 2017
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Mar 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 31 Mar 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2014 - 30 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Aug 2014 - 30 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
THAKUR, AVINASH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4323
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Aug 2014
Yes
MANAGING DIRECTOR (BANKING)
BARCLAYS BANK PLC
Type 6: advising on corporate finance
05 Aug 2014
Yes
MANAGING DIRECTOR (BANKING)
Name of Registered Institution
SFC CE number
Business Address
BARCLAYS BANK PLC
AAJ160
41/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
BARCLAYS BANK PLC
1
31 Mar 2017
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
BARCLAYS BANK PLC
2
31 Mar 2017
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4323
BARCLAYS BANK PLC
Type 1: dealing in securities
Since 31 Mar 2017
Yes
AG4323
BARCLAYS BANK PLC
Type 6: advising on corporate finance
Since 31 Mar 2017
Yes
AG4323
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Aug 2014 - 30 Mar 2017
No
AG4323
BARCLAYS BANK PLC
Type 6: advising on corporate finance
05 Aug 2014 - 30 Mar 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.