Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LING, HO PAN
Chinese Name of Relevant Individual
凌浩彬
HKMA Registration Number
AG4332
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2015 - 28 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2015 - 28 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2014 - 01 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2014 - 01 Feb 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LING, HO PAN
:
Chinese Name of Relevant Individual
凌浩彬
:
HKMA Registration Number
AG4332
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4332
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Aug 2015 - 28 Nov 2015
No
AG4332
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Aug 2015 - 28 Nov 2015
No
AG4332
CHONG HING BANK LIMITED
Type 1: dealing in securities
06 Aug 2014 - 01 Feb 2015
No
AG4332
CHONG HING BANK LIMITED
Type 4: advising on securities
06 Aug 2014 - 01 Feb 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.