Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, TING HIM
Chinese Name of Relevant Individual

陳霆謙
HKMA Registration Number
AG4334
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
TRADING MANAGEMENT, GLOBAL MARKETS
Remarks
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
TRADING MANAGEMENT, GLOBAL MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, TING HIM
:
Chinese Name of Relevant Individual
陳霆謙
:
HKMA Registration Number
AG4334
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
29 Nov 2024
No
TRADING MANAGEMENT, GLOBAL MARKETS
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
29 Nov 2024
No
TRADING MANAGEMENT, GLOBAL MARKETS