Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KI LING
Chinese Name of Relevant Individual
王琦凌
HKMA Registration Number
AG4337
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2022 - 21 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2022 - 21 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2019 - 02 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2019 - 02 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2017 - 10 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
01 May 2017 - 10 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2017 - 10 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
01 May 2017 - 10 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2014 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KI LING
:
Chinese Name of Relevant Individual
王琦凌
:
HKMA Registration Number
AG4337
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4337
ROYAL BANK OF CANADA
Type 1: dealing in securities
17 Jan 2022 - 21 Jul 2024
No
AG4337
ROYAL BANK OF CANADA
Type 4: advising on securities
17 Jan 2022 - 21 Jul 2024
No
AG4337
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
04 Jan 2019 - 02 Jan 2022
No
AG4337
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
04 Jan 2019 - 02 Jan 2022
No
AG4337
LGT BANK AG
Type 1: dealing in securities
01 May 2017 - 10 Apr 2018
No
AG4337
LGT BANK AG
Type 2: dealing in futures contracts
01 May 2017 - 10 Apr 2018
No
AG4337
LGT BANK AG
Type 4: advising on securities
01 May 2017 - 10 Apr 2018
No
AG4337
LGT BANK AG
Type 5: advising on futures contracts
01 May 2017 - 10 Apr 2018
No
AG4337
ABN AMRO BANK N.V.
Type 4: advising on securities
06 Aug 2014 - 30 Apr 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.