Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, KWOK CHUEN
Chinese Name of Relevant Individual
廖國銓
HKMA Registration Number
AG4366
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2019 - 05 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2019 - 05 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2017 - 24 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Dec 2017 - 24 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2014 - 20 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2014 - 20 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, KWOK CHUEN
:
Chinese Name of Relevant Individual
廖國銓
:
HKMA Registration Number
AG4366
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4366
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Mar 2019 - 05 Aug 2019
No
AG4366
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Mar 2019 - 05 Aug 2019
No
AG4366
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Dec 2017 - 24 Jun 2018
No
AG4366
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Dec 2017 - 24 Jun 2018
No
AG4366
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Aug 2014 - 20 Sep 2017
No
AG4366
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Aug 2014 - 20 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.