Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, KA HEI
Chinese Name of Relevant Individual
袁嘉希
HKMA Registration Number
AG4378
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2021 - 16 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2021 - 16 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2020 - 03 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2020 - 20 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2020 - 20 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Jul 2019 - 10 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2018 - 10 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2018 - 10 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2017 - 15 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2017 - 15 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2015 - 14 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2015 - 14 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2014 - 28 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2014 - 28 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, KA HEI
:
Chinese Name of Relevant Individual
袁嘉希
:
HKMA Registration Number
AG4378
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4378
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
09 Jun 2021 - 16 Dec 2021
No
AG4378
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
09 Jun 2021 - 16 Dec 2021
No
AG4378
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
26 Nov 2020 - 03 Jan 2021
No
AG4378
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
21 Mar 2020 - 20 Sep 2020
No
AG4378
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
21 Mar 2020 - 20 Sep 2020
No
AG4378
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Jul 2019 - 10 Nov 2019
No
AG4378
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Feb 2018 - 10 Nov 2019
No
AG4378
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Feb 2018 - 10 Nov 2019
No
AG4378
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
20 Sep 2017 - 15 Nov 2017
No
AG4378
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
20 Sep 2017 - 15 Nov 2017
No
AG4378
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
13 Aug 2015 - 14 May 2016
No
AG4378
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
13 Aug 2015 - 14 May 2016
No
AG4378
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Aug 2014 - 28 Jun 2015
No
AG4378
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Aug 2014 - 28 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.