Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUNG, WAI YIN
Chinese Name of Relevant Individual
龍偉然
HKMA Registration Number
AG4383
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2015 - 25 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2015 - 25 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2014 - 13 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUNG, WAI YIN
:
Chinese Name of Relevant Individual
龍偉然
:
HKMA Registration Number
AG4383
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4383
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jul 2015 - 25 May 2017
No
AG4383
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Jul 2015 - 25 May 2017
No
AG4383
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
09 Aug 2014 - 13 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.