Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUM, HOI LING
Chinese Name of Relevant Individual
沈鎧翎
HKMA Registration Number
AG4409
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2018 - 08 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2014 - 14 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 Aug 2014 - 15 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUM, HOI LING
:
Chinese Name of Relevant Individual
沈鎧翎
:
HKMA Registration Number
AG4409
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4409
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
03 Mar 2018 - 08 Sep 2019
No
AG4409
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Aug 2014 - 14 Aug 2016
No
AG4409
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Aug 2014 - 15 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.