Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, TSUI YEE
Chinese Name of Relevant Individual
曾翠儀
HKMA Registration Number
AG4420
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2015 - 10 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2015 - 10 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2014 - 26 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2014 - 26 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Aug 2014 - 26 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, TSUI YEE
:
Chinese Name of Relevant Individual
曾翠儀
:
HKMA Registration Number
AG4420
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4420
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
16 May 2015 - 10 Dec 2016
No
AG4420
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
16 May 2015 - 10 Dec 2016
No
AG4420
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Aug 2014 - 26 Apr 2015
No
AG4420
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Aug 2014 - 26 Apr 2015
No
AG4420
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Aug 2014 - 26 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.