Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SANGHRAJKA, SATYAN ARVIND
Chinese Name of Relevant Individual
HKMA Registration Number
AG4431
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2015 - 11 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2015 - 11 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2015 - 15 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2015 - 15 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2015 - 05 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2015 - 05 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SANGHRAJKA, SATYAN ARVIND
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4431
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4431
UBS AG
Type 1: dealing in securities
10 Jun 2015 - 11 Jun 2015
No
AG4431
UBS AG
Type 4: advising on securities
10 Jun 2015 - 11 Jun 2015
No
AG4431
UBS AG
Type 1: dealing in securities
13 Apr 2015 - 15 Apr 2015
No
AG4431
UBS AG
Type 4: advising on securities
13 Apr 2015 - 15 Apr 2015
No
AG4431
UBS AG
Type 1: dealing in securities
04 Mar 2015 - 05 Mar 2015
No
AG4431
UBS AG
Type 4: advising on securities
04 Mar 2015 - 05 Mar 2015
No
AG4431
UBS AG
Type 1: dealing in securities
19 Sep 2014
No
AG4431
UBS AG
Type 4: advising on securities
19 Sep 2014
No
AG4431
UBS AG
Type 1: dealing in securities
13 Aug 2014
No
AG4431
UBS AG
Type 4: advising on securities
13 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.