Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HE, HAOJIE
Chinese Name of Relevant Individual
何浩杰
HKMA Registration Number
AG4444
Other HKMA Registration Number(s)
AG8439
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2015 - 14 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2015 - 14 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2014 - 31 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2014 - 31 Dec 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HE, HAOJIE
:
Chinese Name of Relevant Individual
何浩杰
:
HKMA Registration Number
AG4444
:
Other HKMA Registration Number(s)
AG8439
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8439
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 31 May 2016
No
AG8439
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 31 May 2016
No
AG8439
DAH SING BANK, LIMITED
Type 1: dealing in securities
05 Aug 2015 - 14 May 2016
No
AG8439
DAH SING BANK, LIMITED
Type 4: advising on securities
05 Aug 2015 - 14 May 2016
No
AG4444
CHONG HING BANK LIMITED
Type 1: dealing in securities
13 Aug 2014 - 31 Dec 2014
No
AG4444
CHONG HING BANK LIMITED
Type 4: advising on securities
13 Aug 2014 - 31 Dec 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.