Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MOK, PAK YI
Chinese Name of Relevant Individual
莫柏宜
HKMA Registration Number
AG4482
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2019 - 26 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Apr 2019 - 26 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2014 - 15 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2014 - 15 Mar 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MOK, PAK YI
:
Chinese Name of Relevant Individual
莫柏宜
:
HKMA Registration Number
AG4482
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4482
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
15 Apr 2019 - 26 Aug 2020
No
AG4482
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
15 Apr 2019 - 26 Aug 2020
No
AG4482
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Aug 2014 - 15 Mar 2019
No
AG4482
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Aug 2014 - 15 Mar 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.