Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, LI LIAN, ELAYNE
Chinese Name of Relevant Individual
HKMA Registration Number
AG4486
Other HKMA Registration Number(s)
AF2973
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2026 - 12 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Mar 2026 - 12 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2025 - 29 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Aug 2025 - 29 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2025 - 29 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Mar 2025 - 29 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2025 - 12 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Mar 2025 - 12 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2025 - 27 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Feb 2025 - 27 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2024 - 19 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Jul 2024 - 19 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2024 - 18 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Apr 2024 - 18 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 50
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, LI LIAN, ELAYNE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4486
:
Other HKMA Registration Number(s)
AF2973
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Mar 2026 - 12 Mar 2026
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Mar 2026 - 12 Mar 2026
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Aug 2025 - 29 Aug 2025
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
27 Aug 2025 - 29 Aug 2025
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Mar 2025 - 29 Mar 2025
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
26 Mar 2025 - 29 Mar 2025
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Mar 2025 - 12 Mar 2025
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Mar 2025 - 12 Mar 2025
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Feb 2025 - 27 Feb 2025
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
24 Feb 2025 - 27 Feb 2025
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jul 2024 - 19 Jul 2024
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
17 Jul 2024 - 19 Jul 2024
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Apr 2024 - 18 Apr 2024
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
17 Apr 2024 - 18 Apr 2024
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Nov 2023
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
21 Nov 2023
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jul 2023 - 19 Jul 2023
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
18 Jul 2023 - 19 Jul 2023
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jun 2023 - 15 Jun 2023
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
12 Jun 2023 - 15 Jun 2023
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Apr 2023 - 17 Apr 2023
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Apr 2023 - 17 Apr 2023
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
14 Apr 2023 - 17 Apr 2023
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jul 2019 - 17 Jul 2019
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jul 2019 - 17 Jul 2019
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
15 Jul 2019 - 17 Jul 2019
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 May 2018 - 09 May 2018
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 May 2018 - 09 May 2018
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
02 May 2018 - 09 May 2018
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Mar 2018 - 16 Mar 2018
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Mar 2018 - 16 Mar 2018
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
15 Mar 2018 - 16 Mar 2018
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jan 2018 - 08 Jan 2018
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jan 2018 - 08 Jan 2018
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
05 Jan 2018 - 08 Jan 2018
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Nov 2017
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Nov 2017
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
21 Nov 2017
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 May 2017 - 10 May 2017
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 May 2017 - 10 May 2017
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
08 May 2017 - 10 May 2017
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Apr 2017 - 13 Apr 2017
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Apr 2017 - 13 Apr 2017
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
11 Apr 2017 - 13 Apr 2017
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Aug 2014
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Aug 2014
No
AG4486
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
18 Aug 2014
No
AF2973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Sep 2011 - 30 Jul 2012
No
AF2973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Sep 2011 - 30 Jul 2012
No
AF2973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
19 Sep 2011 - 30 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
