Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAI, KWOK WAN
Chinese Name of Relevant Individual
戴國韻
HKMA Registration Number
AG4569
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
12 Nov 2020 - 05 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
12 Nov 2020 - 05 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2014 - 05 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2014 - 05 May 2026
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAI, KWOK WAN
:
Chinese Name of Relevant Individual
戴國韻
:
HKMA Registration Number
AG4569
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4569
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
12 Nov 2020 - 05 May 2026
No
AG4569
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
12 Nov 2020 - 05 May 2026
No
AG4569
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Aug 2014 - 05 May 2026
No
AG4569
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Aug 2014 - 05 May 2026
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.