Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, XI
Chinese Name of Relevant Individual
楊曦
HKMA Registration Number
AG4577
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2015 - 20 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2015 - 15 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2015 - 16 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2014 - 27 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2014 - 17 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2014 - 15 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, XI
:
Chinese Name of Relevant Individual
楊曦
:
HKMA Registration Number
AG4577
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4577
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Jul 2015 - 20 May 2016
No
AG4577
BARCLAYS BANK PLC
Type 1: dealing in securities
26 May 2015 - 15 Jul 2015
No
AG4577
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Feb 2015 - 16 May 2015
No
AG4577
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Nov 2014 - 27 Nov 2014
No
AG4577
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Oct 2014 - 17 Oct 2014
No
AG4577
BARCLAYS BANK PLC
Type 1: dealing in securities
25 Aug 2014 - 15 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.