Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHONG, YU HIN HUBERT
Chinese Name of Relevant Individual
莊宇軒
HKMA Registration Number
AG4596
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Nov 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PRIVATE CLIENT INVESTMENT COUNSELLOR
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Nov 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PRIVATE CLIENT INVESTMENT COUNSELLOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 16 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 16 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 05 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 05 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2019 - 05 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2019 - 05 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2017 - 28 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2017 - 28 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2014 - 17 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2014 - 17 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Aug 2014 - 17 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHONG, YU HIN HUBERT
:
Chinese Name of Relevant Individual
莊宇軒
:
HKMA Registration Number
AG4596
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Nov 2023
No
TREASURES PRIVATE CLIENT INVESTMENT COUNSELLOR
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Nov 2023
No
TREASURES PRIVATE CLIENT INVESTMENT COUNSELLOR
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4596
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 16 Nov 2023
No
AG4596
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 16 Nov 2023
No
AG4596
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 05 Nov 2023
No
AG4596
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 05 Nov 2023
No
AG4596
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Apr 2019 - 05 Nov 2023
No
AG4596
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Apr 2019 - 05 Nov 2023
No
AG4596
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
27 Oct 2017 - 28 Feb 2019
No
AG4596
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
27 Oct 2017 - 28 Feb 2019
No
AG4596
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Aug 2014 - 17 Apr 2017
No
AG4596
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Aug 2014 - 17 Apr 2017
No
AG4596
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Aug 2014 - 17 Apr 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.