Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LIU, HSIU SHUO
Chinese Name of Relevant Individual

劉修碩
HKMA Registration Number
AG4600
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Aug 2014
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE DIRECTOR, WEALTH MANAGEMENT
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Aug 2014
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE DIRECTOR, WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, HSIU SHUO
:
Chinese Name of Relevant Individual
劉修碩
:
HKMA Registration Number
AG4600
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CTBC BANK CO., LTD.
Type 1: dealing in securities
27 Aug 2014
No
ASSOCIATE DIRECTOR, WEALTH MANAGEMENT
CTBC BANK CO., LTD.
Type 4: advising on securities
27 Aug 2014
No
ASSOCIATE DIRECTOR, WEALTH MANAGEMENT