Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, WING YAN AMY
Chinese Name of Relevant Individual
鍾詠恩
HKMA Registration Number
AG4615
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2023 - 11 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2023 - 11 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2021 - 27 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2021 - 27 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2019 - 06 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2019 - 06 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2019 - 21 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2019 - 21 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2018 - 03 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2018 - 03 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2016 - 18 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2014 - 13 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2014 - 13 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, WING YAN AMY
:
Chinese Name of Relevant Individual
鍾詠恩
:
HKMA Registration Number
AG4615
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4615
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
14 Apr 2023 - 11 Jul 2023
No
AG4615
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
14 Apr 2023 - 11 Jul 2023
No
AG4615
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
22 Sep 2021 - 27 Mar 2023
No
AG4615
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
22 Sep 2021 - 27 Mar 2023
No
AG4615
CHONG HING BANK LIMITED
Type 1: dealing in securities
03 Sep 2019 - 06 Sep 2021
No
AG4615
CHONG HING BANK LIMITED
Type 4: advising on securities
03 Sep 2019 - 06 Sep 2021
No
AG4615
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Jan 2019 - 21 Jul 2019
No
AG4615
HANG SENG BANK, LIMITED
Type 4: advising on securities
08 Jan 2019 - 21 Jul 2019
No
AG4615
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
24 May 2018 - 03 Aug 2018
No
AG4615
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
24 May 2018 - 03 Aug 2018
No
AG4615
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Nov 2016 - 18 Mar 2018
No
AG4615
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Aug 2014 - 13 Nov 2015
No
AG4615
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Aug 2014 - 13 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.