Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, NGA KAM ANNA
Chinese Name of Relevant Individual
胡雅琴
HKMA Registration Number
AG4623
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2021 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2019 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2014 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2014 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, NGA KAM ANNA
:
Chinese Name of Relevant Individual
胡雅琴
:
HKMA Registration Number
AG4623
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4623
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
01 Apr 2021 - 30 Jun 2022
No
AG4623
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
16 Oct 2019 - 30 Jun 2022
No
AG4623
COUTTS & CO AG
Type 1: dealing in securities
29 Aug 2014 - 08 Apr 2016
No
AG4623
COUTTS & CO AG
Type 4: advising on securities
29 Aug 2014 - 08 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.