Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, LIYING
Chinese Name of Relevant Individual
程麗穎
HKMA Registration Number
AG4657
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2018 - 31 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2018 - 31 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2016 - 28 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2016 - 28 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2014 - 17 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2014 - 17 Mar 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, LIYING
:
Chinese Name of Relevant Individual
程麗穎
:
HKMA Registration Number
AG4657
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4657
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
18 Aug 2018 - 31 May 2025
No
AG4657
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
18 Aug 2018 - 31 May 2025
No
AG4657
BANK SINOPAC
Type 1: dealing in securities
26 May 2016 - 28 Jul 2018
No
AG4657
BANK SINOPAC
Type 4: advising on securities
26 May 2016 - 28 Jul 2018
No
AG4657
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
03 Sep 2014 - 17 Mar 2016
No
AG4657
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
03 Sep 2014 - 17 Mar 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.