Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
THE, ARVIN SETIADI
Chinese Name of Relevant Individual

HKMA Registration Number
AG4669
Other HKMA Registration Number(s)
AF0282
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Sep 2014
Is an Executive Officer? (Yes / No)
No
Capacity
FICC TRADING
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Sep 2014
Is an Executive Officer? (Yes / No)
No
Capacity
FICC TRADING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
THE, ARVIN SETIADI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4669
:
Other HKMA Registration Number(s)
AF0282
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
03 Sep 2014
No
FICC TRADING
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
03 Sep 2014
No
FICC TRADING