Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, YIU CHUNG
Chinese Name of Relevant Individual
鄧耀中
HKMA Registration Number
AG4677
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2019 - 01 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2019 - 01 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2019 - 08 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2019 - 08 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Apr 2019 - 08 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2018 - 05 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2018 - 05 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2014 - 27 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Sep 2014 - 27 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Sep 2014 - 27 Jun 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, YIU CHUNG
:
Chinese Name of Relevant Individual
鄧耀中
:
HKMA Registration Number
AG4677
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4677
DAH SING BANK, LIMITED
Type 1: dealing in securities
13 Jun 2019 - 01 Jul 2020
No
AG4677
DAH SING BANK, LIMITED
Type 4: advising on securities
13 Jun 2019 - 01 Jul 2020
No
AG4677
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Apr 2019 - 08 May 2019
No
AG4677
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Apr 2019 - 08 May 2019
No
AG4677
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Apr 2019 - 08 May 2019
No
AG4677
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Aug 2018 - 05 Oct 2018
No
AG4677
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
23 Aug 2018 - 05 Oct 2018
No
AG4677
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Sep 2014 - 27 Jun 2018
No
AG4677
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Sep 2014 - 27 Jun 2018
No
AG4677
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Sep 2014 - 27 Jun 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.