Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, YI LAM
Chinese Name of Relevant Individual
葉依霖
HKMA Registration Number
AG4683
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2016 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2014 - 01 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Sep 2014 - 01 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, YI LAM
:
Chinese Name of Relevant Individual
葉依霖
:
HKMA Registration Number
AG4683
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4683
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
07 Jun 2016 - 30 Sep 2021
No
AG4683
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
04 Sep 2014 - 01 May 2015
No
AG4683
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
04 Sep 2014 - 01 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.