Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAU, MIN WAI JACLYN
Chinese Name of Relevant Individual
周敏蔚
HKMA Registration Number
AG4686
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2014 - 01 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
04 Sep 2014 - 01 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Sep 2014 - 01 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAU, MIN WAI JACLYN
:
Chinese Name of Relevant Individual
周敏蔚
:
HKMA Registration Number
AG4686
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4686
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
04 Sep 2014 - 01 Jul 2017
No
AG4686
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
04 Sep 2014 - 01 Jul 2017
No
AG4686
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
04 Sep 2014 - 01 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.