Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHOR HON
Chinese Name of Relevant Individual
陳楚翰
HKMA Registration Number
AG4693
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2022 - 19 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2022 - 19 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2019 - 17 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2019 - 17 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2017 - 09 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2017 - 09 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2014 - 12 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2014 - 12 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHOR HON
:
Chinese Name of Relevant Individual
陳楚翰
:
HKMA Registration Number
AG4693
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4693
BANQUE PICTET & CIE SA
Type 1: dealing in securities
16 Feb 2022 - 19 Jul 2023
No
AG4693
BANQUE PICTET & CIE SA
Type 4: advising on securities
16 Feb 2022 - 19 Jul 2023
No
AG4693
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
07 Sep 2019 - 17 Dec 2021
No
AG4693
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
07 Sep 2019 - 17 Dec 2021
No
AG4693
CREDIT SUISSE AG
Type 1: dealing in securities
14 Jul 2017 - 09 Jul 2019
No
AG4693
CREDIT SUISSE AG
Type 4: advising on securities
14 Jul 2017 - 09 Jul 2019
No
AG4693
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Sep 2014 - 12 Jun 2017
No
AG4693
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Sep 2014 - 12 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.