Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KNOEPFEL, MARIO REMO
Chinese Name of Relevant Individual

HKMA Registration Number
AG4698
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Sep 2014
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR MANAGER PRODUCTS
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Oct 2014
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR MANAGER PRODUCTS
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
First date of engagement
03 Jun 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR MANAGER PRODUCTS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KNOEPFEL, MARIO REMO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4698
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
06 Sep 2014
Yes
SENIOR MANAGER PRODUCTS
UBS AG
Type 4: advising on securities
07 Oct 2014
Yes
SENIOR MANAGER PRODUCTS
UBS AG
Type 9: asset management
03 Jun 2021
Yes
SENIOR MANAGER PRODUCTS