Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, ANDREW CHUN NING
Chinese Name of Relevant Individual
李振寧
HKMA Registration Number
AG4708
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2014 - 02 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2014 - 02 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Sep 2014 - 02 Sep 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, ANDREW CHUN NING
:
Chinese Name of Relevant Individual
李振寧
:
HKMA Registration Number
AG4708
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4708
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
06 Sep 2014 - 02 Sep 2015
No
AG4708
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
06 Sep 2014 - 02 Sep 2015
No
AG4708
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
06 Sep 2014 - 02 Sep 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.