Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MACDIARMID, BRUCE IAN
Chinese Name of Relevant Individual
HKMA Registration Number
AG4714
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2018 - 02 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Mar 2018 - 02 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2017 - 14 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Dec 2017 - 14 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2017 - 26 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Oct 2017 - 26 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2017 - 13 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Sep 2017 - 13 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2017 - 09 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Aug 2017 - 09 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2017 - 14 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Jul 2017 - 14 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2017 - 17 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Jan 2017 - 17 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2016 - 22 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 28
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MACDIARMID, BRUCE IAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4714
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Mar 2018 - 02 Mar 2018
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
01 Mar 2018 - 02 Mar 2018
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Dec 2017 - 14 Dec 2017
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
12 Dec 2017 - 14 Dec 2017
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Oct 2017 - 26 Oct 2017
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
23 Oct 2017 - 26 Oct 2017
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Sep 2017 - 13 Sep 2017
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
12 Sep 2017 - 13 Sep 2017
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Aug 2017 - 09 Aug 2017
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
04 Aug 2017 - 09 Aug 2017
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Jul 2017 - 14 Jul 2017
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
12 Jul 2017 - 14 Jul 2017
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Jan 2017 - 17 Jan 2017
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
16 Jan 2017 - 17 Jan 2017
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Nov 2016 - 22 Nov 2016
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
18 Nov 2016 - 22 Nov 2016
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Jul 2016 - 15 Jul 2016
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
08 Jul 2016 - 15 Jul 2016
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Nov 2015 - 18 Nov 2015
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
13 Nov 2015 - 18 Nov 2015
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Sep 2015 - 15 Sep 2015
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
11 Sep 2015 - 15 Sep 2015
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Jun 2015 - 23 Jun 2015
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
19 Jun 2015 - 23 Jun 2015
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Feb 2015 - 03 Feb 2015
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
02 Feb 2015 - 03 Feb 2015
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Sep 2014 - 12 Sep 2014
No
AG4714
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
08 Sep 2014 - 12 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.