Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
VOHRA, SUPRITA
Chinese Name of Relevant Individual
HKMA Registration Number
AG4715
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2020 - 16 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Jan 2020 - 16 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2019 - 30 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Aug 2019 - 30 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2019 - 22 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 May 2019 - 22 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2019 - 18 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Apr 2019 - 18 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2019 - 30 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Jan 2019 - 30 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2018 - 05 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Sep 2018 - 05 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2018 - 20 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 32
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
VOHRA, SUPRITA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4715
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Jan 2020 - 16 Jan 2020
No
AG4715
BARCLAYS BANK PLC
Type 6: advising on corporate finance
14 Jan 2020 - 16 Jan 2020
No
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Nov 2019
No
AG4715
BARCLAYS BANK PLC
Type 6: advising on corporate finance
19 Nov 2019
No
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
29 Aug 2019 - 30 Aug 2019
No
AG4715
BARCLAYS BANK PLC
Type 6: advising on corporate finance
29 Aug 2019 - 30 Aug 2019
No
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
20 May 2019 - 22 May 2019
No
AG4715
BARCLAYS BANK PLC
Type 6: advising on corporate finance
20 May 2019 - 22 May 2019
No
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Apr 2019 - 18 Apr 2019
No
AG4715
BARCLAYS BANK PLC
Type 6: advising on corporate finance
17 Apr 2019 - 18 Apr 2019
No
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
28 Jan 2019 - 30 Jan 2019
No
AG4715
BARCLAYS BANK PLC
Type 6: advising on corporate finance
28 Jan 2019 - 30 Jan 2019
No
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Sep 2018 - 05 Sep 2018
No
AG4715
BARCLAYS BANK PLC
Type 6: advising on corporate finance
04 Sep 2018 - 05 Sep 2018
No
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Jul 2018 - 20 Jul 2018
No
AG4715
BARCLAYS BANK PLC
Type 6: advising on corporate finance
16 Jul 2018 - 20 Jul 2018
No
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
07 May 2018 - 09 May 2018
No
AG4715
BARCLAYS BANK PLC
Type 6: advising on corporate finance
07 May 2018 - 09 May 2018
No
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Mar 2018 - 08 Mar 2018
No
AG4715
BARCLAYS BANK PLC
Type 6: advising on corporate finance
05 Mar 2018 - 08 Mar 2018
No
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
15 Jan 2018 - 16 Jan 2018
No
AG4715
BARCLAYS BANK PLC
Type 6: advising on corporate finance
15 Jan 2018 - 16 Jan 2018
No
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Nov 2017
No
AG4715
BARCLAYS BANK PLC
Type 6: advising on corporate finance
17 Nov 2017
No
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Oct 2017 - 19 Oct 2017
No
AG4715
BARCLAYS BANK PLC
Type 6: advising on corporate finance
18 Oct 2017 - 19 Oct 2017
No
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Aug 2017 - 24 Aug 2017
No
AG4715
BARCLAYS BANK PLC
Type 6: advising on corporate finance
22 Aug 2017 - 24 Aug 2017
No
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
15 May 2017 - 19 May 2017
No
AG4715
BARCLAYS BANK PLC
Type 6: advising on corporate finance
15 May 2017 - 19 May 2017
No
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Oct 2014 - 10 Oct 2014
No
AG4715
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Sep 2014 - 12 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.