Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DASH, KAUSHIK
Chinese Name of Relevant Individual
HKMA Registration Number
AG4726
Other HKMA Registration Number(s)
AD5099, AD7119
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2023 - 13 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2017 - 29 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Mar 2017 - 07 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2017 - 16 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Feb 2017 - 16 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2017 - 24 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Jan 2017 - 24 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2014 - 12 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2008 - 04 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2007 - 20 Jan 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DASH, KAUSHIK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4726
:
Other HKMA Registration Number(s)
AD5099, AD7119
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4726
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Oct 2023 - 13 Oct 2023
No
AG4726
BARCLAYS BANK PLC
Type 1: dealing in securities
01 Mar 2017 - 29 Nov 2019
No
AG4726
BARCLAYS BANK PLC
Type 6: advising on corporate finance
01 Mar 2017 - 07 Mar 2019
No
AG4726
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Feb 2017 - 16 Feb 2017
No
AG4726
BARCLAYS BANK PLC
Type 6: advising on corporate finance
14 Feb 2017 - 16 Feb 2017
No
AG4726
BARCLAYS BANK PLC
Type 1: dealing in securities
03 Jan 2017 - 24 Jan 2017
No
AG4726
BARCLAYS BANK PLC
Type 6: advising on corporate finance
03 Jan 2017 - 24 Jan 2017
No
AG4726
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Sep 2014 - 12 Sep 2014
No
AD7119
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Jan 2008 - 04 Jun 2008
No
AD5099
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Aug 2007 - 20 Jan 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
