Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PARK, SUNGHYUN
Chinese Name of Relevant Individual
朴盛鉉
HKMA Registration Number
AG4752
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2020 - 27 Oct 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2020 - 27 Oct 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2014 - 05 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2014 - 05 Aug 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PARK, SUNGHYUN
:
Chinese Name of Relevant Individual
朴盛鉉
:
HKMA Registration Number
AG4752
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4752
WOORI GLOBAL MARKETS ASIA LIMITED
Type 1: dealing in securities
06 Aug 2020 - 27 Oct 2022
Yes
AG4752
WOORI GLOBAL MARKETS ASIA LIMITED
Type 4: advising on securities
06 Aug 2020 - 27 Oct 2022
Yes
AG4752
WOORI GLOBAL MARKETS ASIA LIMITED
Type 1: dealing in securities
13 Sep 2014 - 05 Aug 2020
No
AG4752
WOORI GLOBAL MARKETS ASIA LIMITED
Type 4: advising on securities
13 Sep 2014 - 05 Aug 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.