Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAI, KWAN HO
Chinese Name of Relevant Individual
戴鈞浩
HKMA Registration Number
AG4763
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2021 - 18 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2014 - 01 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2014 - 01 Jul 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAI, KWAN HO
:
Chinese Name of Relevant Individual
戴鈞浩
:
HKMA Registration Number
AG4763
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4763
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Sep 2021 - 18 Feb 2024
No
AG4763
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Sep 2014 - 01 Jul 2019
No
AG4763
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Sep 2014 - 01 Jul 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.