Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, TOMMY YUK-TONG
Chinese Name of Relevant Individual
譚毓棠
HKMA Registration Number
AG4779
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 9: asset management
Effective Period
28 Feb 2017 - 29 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2014 - 29 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
16 Sep 2014 - 29 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2014 - 29 Jan 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, TOMMY YUK-TONG
:
Chinese Name of Relevant Individual
譚毓棠
:
HKMA Registration Number
AG4779
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4779
BANK OF CHINA INTERNATIONAL LIMITED
Type 9: asset management
28 Feb 2017 - 29 Jan 2020
No
AG4779
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
16 Sep 2014 - 29 Jan 2020
No
AG4779
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
16 Sep 2014 - 29 Jan 2020
No
AG4779
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
16 Sep 2014 - 29 Jan 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.