Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAP, SOON YEONG
Chinese Name of Relevant Individual
HKMA Registration Number
AG4797
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2018 - 17 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2018 - 17 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Nov 2018 - 17 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2014 - 23 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAP, SOON YEONG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4797
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4797
NATIXIS
Type 1: dealing in securities
16 Nov 2018 - 17 Mar 2023
No
AG4797
NATIXIS
Type 4: advising on securities
16 Nov 2018 - 17 Mar 2023
No
AG4797
NATIXIS
Type 6: advising on corporate finance
16 Nov 2018 - 17 Mar 2023
No
AG4797
NATIXIS
Type 1: dealing in securities
18 Sep 2014 - 23 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.