Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MARSH-JR, ALAN REID
Chinese Name of Relevant Individual
HKMA Registration Number
AG4807
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2016 - 17 Oct 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 May 2016 - 17 Oct 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2014 - 26 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Sep 2014 - 26 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MARSH-JR, ALAN REID
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4807
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4807
BARCLAYS BANK PLC
Type 1: dealing in securities
27 May 2016 - 17 Oct 2023
Yes
AG4807
BARCLAYS BANK PLC
Type 6: advising on corporate finance
27 May 2016 - 17 Oct 2023
Yes
AG4807
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Sep 2014 - 26 May 2016
No
AG4807
BARCLAYS BANK PLC
Type 6: advising on corporate finance
18 Sep 2014 - 26 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.