Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSAI, CHIA HUA
Chinese Name of Relevant Individual
蔡佳樺
HKMA Registration Number
AG4809
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 9: asset management
Effective Period
29 Apr 2016 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2014 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2014 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 9: asset management
Effective Period
01 Jun 2015 - 28 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSAI, CHIA HUA
:
Chinese Name of Relevant Individual
蔡佳樺
:
HKMA Registration Number
AG4809
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4809
BANK SINOPAC
Type 9: asset management
29 Apr 2016 - 30 Jun 2016
Yes
AG4809
BANK SINOPAC
Type 1: dealing in securities
18 Sep 2014 - 30 Jun 2016
No
AG4809
BANK SINOPAC
Type 4: advising on securities
18 Sep 2014 - 30 Jun 2016
No
AG4809
BANK SINOPAC
Type 9: asset management
01 Jun 2015 - 28 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.