Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, KIN KWOK
Chinese Name of Relevant Individual
梁建國
HKMA Registration Number
AG4813
Other HKMA Registration Number(s)
AD7885
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, WM
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, WM
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2019 - 13 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2019 - 13 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2014 - 17 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2014 - 17 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2013 - 18 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2013 - 18 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Oct 2013 - 18 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2012 - 02 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2012 - 02 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Oct 2012 - 02 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2012 - 29 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2012 - 29 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2011 - 30 Jan 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, KIN KWOK
:
Chinese Name of Relevant Individual
梁建國
:
HKMA Registration Number
AG4813
:
Other HKMA Registration Number(s)
AD7885
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2021
No
RELATIONSHIP MANAGER, WM
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2021
No
RELATIONSHIP MANAGER, WM
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4813
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 14 Jan 2021
No
AG4813
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 14 Jan 2021
No
AG4813
CHONG HING BANK LIMITED
Type 1: dealing in securities
28 Sep 2019 - 13 Nov 2020
No
AG4813
CHONG HING BANK LIMITED
Type 4: advising on securities
28 Sep 2019 - 13 Nov 2020
No
AG4813
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Sep 2014 - 17 Sep 2018
No
AG4813
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Sep 2014 - 17 Sep 2018
No
AD7885
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Oct 2013 - 18 Jun 2014
No
AD7885
HANG SENG BANK, LIMITED
Type 4: advising on securities
08 Oct 2013 - 18 Jun 2014
No
AD7885
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Oct 2013 - 18 Jun 2014
No
AD7885
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Oct 2012 - 02 Oct 2013
No
AD7885
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Oct 2012 - 02 Oct 2013
No
AD7885
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Oct 2012 - 02 Oct 2013
No
AD7885
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Feb 2012 - 29 Jun 2012
No
AD7885
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Feb 2012 - 29 Jun 2012
No
AD7885
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Mar 2011 - 30 Jan 2012
No
AD7885
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Mar 2011 - 30 Jan 2012
No
AD7885
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Dec 2009 - 01 Feb 2011
No
AD7885
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Dec 2009 - 01 Feb 2011
No
AD7885
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Mar 2008 - 06 Sep 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.