Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIM, KIN YUNG
Chinese Name of Relevant Individual
林健湧
HKMA Registration Number
AG4820
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2016 - 26 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2016 - 26 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2014 - 11 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIM, KIN YUNG
:
Chinese Name of Relevant Individual
林健湧
:
HKMA Registration Number
AG4820
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4820
CREDIT SUISSE AG
Type 1: dealing in securities
05 Aug 2016 - 26 Jun 2020
No
AG4820
CREDIT SUISSE AG
Type 4: advising on securities
05 Aug 2016 - 26 Jun 2020
No
AG4820
UBS AG
Type 1: dealing in securities
19 Sep 2014 - 11 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.